Max D Isaacman

54 Years of Experience

1 Disclosure

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningBusiness OwnersHigh Net Worth

Fiscal Wisdom Wealth Management LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

10 advisors

Number of Clients

2,579 clients

Average Client Portfolio

$101K average

Assets Under Management

$259.8M

Fee Structure

Minimum Investment:None

Minimum Annual Fee:$1,000

Location

61 Maple Avenue, Canton, CT, 06019

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 1987

Award / Judgment

View Full SEC Report How to Read Disclosures

Other Business Activities

Max is writing literature for publication. This activity is not investment-related and takes about 10-20% of his time.

Employment History

Current Registrations

Fiscal Wisdom Wealth Management LLC

July 2023 - Present · 2 yrs 7 mos

Previous Registrations

Fidelity Personal and Workplace Advisors

March 2023 - June 2023 · 3 mos

Fidelity Brokerage Services LLCBroker

February 2023 - June 2023 · 4 mos

Portsmouth - Smartlife Financial Group, LLC

September 2020 - January 2023 · 2 yrs 4 mos

Portsmouth Financial Services, INC.

February 2017 - January 2023 · 5 yrs 11 mos

Portsmouth Financial ServicesBroker

February 2017 - January 2023 · 5 yrs 11 mos

Scottrade Investment Management

January 2017 - February 2017 · 1 mo

Scottrade, INC.Broker

January 2017 - February 2017 · 1 mo

Portsmouth Financial ServicesBroker

April 2016 - December 2016 · 8 mos

Portsmouth Financial Services

April 2016 - December 2016 · 8 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

January 2016 - April 2016 · 3 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

January 2016 - April 2016 · 3 mos

Portsmouth Financial ServicesBroker

November 2013 - December 2015 · 2 yrs 1 mo

Portsmouth Financial Services

November 2013 - December 2015 · 2 yrs 1 mo

East / West Securities CORP.Broker

February 2012 - November 2013 · 1 yr 9 mos

East/west Securities CO.Broker

October 1998 - March 2012 · 13 yrs 5 mos

Mcclurg Capital CorporationBroker

July 1997 - September 1998 · 1 yr 2 mos

Cruttenden Roth IncorporatedBroker

January 1997 - June 1997 · 5 mos

Rodman & Renshaw INC.Broker

January 1996 - January 1997 · 1 yr

Wedbush Morgan Securities INC.Broker

February 1994 - January 1996 · 1 yr 11 mos

Transamerica Financial Resources, INC.Broker

August 1993 - April 1994 · 8 mos

Bancal Investment Services, INC.Broker

June 1992 - January 1993 · 7 mos

Lehman Brothers INC.Broker

August 1990 - January 1991 · 5 mos

Thomas F. White & CO., IncorporatedBroker

May 1990 - August 1990 · 3 mos

Gna Securities, INC.Broker

May 1989 - March 1990 · 10 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

December 1986 - August 1987 · 8 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

December 1986 - December 1986 · 0 mos

Montgomery SecuritiesBroker

July 1986 - December 1986 · 5 mos

Underwood, Neuhaus & CO., IncorporatedBroker

September 1985 - July 1986 · 10 mos

Cowen & CO.Broker

August 1985 - September 1985 · 1 mo

Sunstrand Securities Corporation, INC.Broker

January 1985 - July 1985 · 6 mos

Cowen Securities INC.Broker

December 1981 - January 1985 · 3 yrs 1 mo

Cowen & CO.Broker

December 1980 - January 1985 · 4 yrs 1 mo

Lehman Brothers Kuhn Loeb IncorporatedBroker

February 1978 - November 1980 · 2 yrs 9 mos

Lehman Brothers IncorporatedBroker

May 1975 - February 1978 · 2 yrs 9 mos

Bache & CO IncorporatedBroker

September 1973 - June 1975 · 1 yr 9 mos

Merrill Lynch, Pierce, Fenner & Smith, INC.Broker

November 1966 - November 1973 · 7 yrs

State Registrations3 states

CAGAOK

Advisor

Exams

No exam information available for this advisor.