Steve Boeckmann is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7702 East Doubletree Ranch Rd suite 300, Scottsdale, AZ, 85258
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Steve operates BW Wealth Management as a DBA for his LPL business, dedicating full-time hours to it. He also has a business entity, SCB1 consulting, for tax/investment purposes, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merriman Capital, INC.Broker
Thomas Weisel Partners LLCBroker
Preferred Capital Markets, INC.Broker
Bancamerica Robertson StephensBroker
Robertson, Stephens & Company LLCBroker
Hambrecht & Quist LLCBroker
Olde Discount CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.