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Colleen Sullivan

Raymond James Financial Services Advisors, INC
31 Years of Experience
San Angelo, TX
1 DisclosureBroker
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Colleen Sullivan is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in San Angelo, TX, with 31 years of industry experience. Colleen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3471 Knickerbocker Road, San Angelo, TX, 76904

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2008
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Other Business Activities

Colleen works as a Registered Sales Associate at First Financial Bank N.A. since 2016 and as brokerage services support staff at First Financial Investment Advisors since 2019, dedicating about half of her time to each.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2016 - Present · 10 yrs 2 mos
Raymond James Financial Services, INC.Broker
August 2016 - Present · 10 yrs 2 mos
Previous Registrations
Cetera Investment Advisers LLC
January 2014 - July 2016 · 2 yrs 6 mos
Cetera Investment Services LLCBroker
January 1998 - July 2016 · 18 yrs 6 mos
Cetera Investment Services LLC
January 1998 - January 2014 · 16 yrs
Fiserv Investor Services, INC.Broker
September 1997 - January 1998 · 4 mos
Link Investment Services, INC.Broker
April 1995 - September 1997 · 2 yrs 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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