Keith Kozak

31 Years of Experience

Farmington Hills, MI

1 DisclosureBroker

Keith Kozak is a registered investment advisor at Morgan Stanley, based in Farmington Hills, MI, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Morgan Stanley

Compensation

Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly

Firm Size

23050 advisors

IM Fee

Planning only

Assets Under Management

$1650.0B

Fee Structure

Investment management only (planning not offered)

Annual Retainer:Up to $500,000/year

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Location

35055 West Twelve Mile Road, Suite 101, Farmington Hills, MI, 48331

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

July 2002

Denied

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Employment History

Current Registrations

Morgan Stanley

September 2010 - Present · 15 yrs 8 mos

Morgan StanleyBroker

June 2009 - Present · 16 yrs 11 mos

Previous Registrations

Citigroup Global Markets INC.Broker

December 1994 - June 2009 · 14 yrs 6 mos

State Registrations35 states

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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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