VR
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Vikas Rishi

26 Years of Experience
Baltimore, MD
Broker

Vikas Rishi is a registered investment advisor at T. Rowe Price Associates, INC., based in Baltimore, MD, with 26 years of industry experience. Vikas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,921 clients with $1900B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
227 advisors
IM Fee
Planning only
Assets Under Management
$1934.2B

Fee Structure

Minimum Investment:$50M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1307 Point Street, Baltimore, MD, 21231

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
T. Rowe Price Associates, INC.
September 2020 - Present · 5 yrs 8 mos
T. Rowe Price Investment Services, INC.
October 2019 - Present · 6 yrs 7 mos
T. Rowe Price Investment Services, INC.Broker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Oppenheimer & CO. INC.Broker
September 2019 - September 2019 · 0 mos
Oppenheimer & CO. INC.
September 2019 - September 2019 · 0 mos
Saxony Capital Management, LLC
June 2018 - July 2019 · 1 yr 1 mo
Patrick Capital Markets, LLCBroker
May 2018 - July 2019 · 1 yr 2 mos
Pimco Investments LLCBroker
February 2011 - April 2017 · 6 yrs 2 mos
Allianz Global Investors Distributors LLCBroker
March 2008 - February 2011 · 2 yrs 11 mos
Oppenheimer & CO. INC.Broker
January 2003 - February 2008 · 5 yrs 1 mo
Cibc World Markets CORP.Broker
October 1998 - January 2003 · 4 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.