Frederick Dey is a CFP-designated registered investment advisor at RBC Capital Markets, LLC, based in Portland, ME, with 30 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
Two Portland Square, 5th Floor, Portland, ME, 04101-4088
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Frederick is a passive owner in Freemak Partnership, an investment partnership, providing business advisory with minimal time commitment. He also serves as a director and committee member for the Christmas Cove Improvement Association, a non-profit club, dedicating minimal time to financial oversight and counsel.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Premier Mutual Fund Services, INC.Broker
Funds Distributor, INC.Broker
Funds Distributor, INC.Broker
Premier Mutual Fund Services, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.