Christopher Dock
Christopher Dock is a registered investment advisor at LPL Financial LLC, based in Savage, MN, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8770 Egan Drive, Savage, MN, 55378
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher operates Watermark Wealth Strategies as a DBA for his LPL business, dedicating full-time hours to it. He also owns rental real estate, is a business owner at Solucient Consulting LLC (spending about 10-20% of his time), and is involved with Manitou Advisors, LLC for tax/investment purposes, spending minimal time on it. Christopher also sells non-variable insurance products.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.