R. Smith
R. Smith is a registered investment advisor at LPL Financial LLC, based in Atlanta, GA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
200 Ashford Center North, Suite 400, Atlanta, GA, 30338
Get directionsHistory
Regulatory History (1)
Criminal
February 1993Other Business ActivitiesSells Insurance
R. is involved with multiple business entities, including R.M. Smith & Associates, Integrated Financial Group, IFG Financial Advisory, LLC, Magnolia Financial Group, MFG Properties, LLC, MFG Planning, LLC, and B&M Lake Life, LLC. R. spends about half their time on IFG Advisory, LLC.
Employment History
Current Registrations
LPL Financial LLCBroker
Ifg Advisory, LLC
Previous Registrations
Ifg Advisory, LLC
Questar Asset Management, INC.
Questar Capital CorporationBroker
Usallianz Securities, INC.
Usallianz Securities, INC.Broker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.