William Furgueson is a registered investment advisor, based in Essex, CT, with 31 years of industry experience.
Location
176 Westbrook Road, Essex, CT, 06426
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is a financial advisor and insurance agent for Essex Financial, dedicating about a quarter of his time, and full-time during trading hours. He also works as a registered representative for The Leader's Group, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
The Leaders Group, INC.Broker
The Leaders Group, INC.
Essex Financial Services, INC.
Previous Registrations
Essex Financial Services, INC.Broker
Purshe Kaplan Sterling InvestmentsBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.