Jon Thompson
Jon Thompson is a registered investment advisor at LPL Financial LLC, based in League City, TX, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1692 E League City Pkwy, League City, TX, 77573
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Regulatory History (1)
Customer Dispute
September 2019Other Business Activities
Jon owns rental real estate through Primal Properties, LLC and another property, dedicating minimal time to these activities. He also operates several DBAs for his LPL business, spending about a quarter of his time on PenFed Wealth Management and minimal time on the others.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Princor Financial Services CorporationBroker
Next Financial Group, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Cadaret, Grant & CO., INC.Broker
MML Investors Services, INC.Broker
G. R. Phelps & CO., INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.