Patrick Gingras
Patrick Gingras is a registered investment advisor at Mai Capital Management, LLC, based in Madison, CT, with 30 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 12,787 clients with $30B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.80% |
MAI negotiates fees at its discretion, resulting in clients under different fee schedules.
Fee Estimator
Location
90 Wall Street, Unit 201, Madison, CT, 06443
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patrick has a joint venture with Lindberg & Ripple, where he acts as an insurance producer and may introduce clients when life insurance is needed. Patrick earns commissions directly from these insurance transactions, separate from fees paid to MAI Capital Management.
Employment History
Current Registrations
Mai Capital Management, LLC
Previous Registrations
Watermark Securities, INC.Broker
Brenton Point Wealth Advisors LLC
Essex Financial Services, INC.
Essex FinancialBroker
Planco Financial Services, LLCBroker
Sun Life of Canada (U.S.) Distributors, INC.Broker
Putnam Mutual Funds CORP.Broker
Mfs Fund Distributors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.