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CFP
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CFP

Marvin Waider

LPL Financial LLC
31 Years of Experience
Seal Beach, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Marvin Waider is a CFP-designated registered investment advisor at LPL Financial LLC, based in Seal Beach, CA, with 31 years of industry experience. Marvin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

3030 Old Ranch Pkwy Ste 375, Seal Beach, CA, 90740

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Marvin is an independent insurance agent selling fixed, life, disability, health, and long-term care insurance, dedicating about 10% of his time to this activity since 1993. He also operates under the DBA Waider Financial & Insurance Services Inc.

Employment History
Current Registrations
LPL Financial LLC
October 2007 - Present · 19 yrs
LPL Financial LLCBroker
October 2007 - Present · 19 yrs
Previous Registrations
Park Avenue Securities LLC
October 2006 - October 2007 · 1 yr
Park Avenue Securities LLCBroker
September 2003 - October 2007 · 4 yrs 1 mo
Mony Securities CorporationBroker
February 1995 - August 2003 · 8 yrs 6 mos
State Registrations18 states
AZCACOFLHIIDMDMONYOHOKTNTXUTVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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