James Rini is a registered investment advisor, based in Hardeeville, SC, with 28 years of industry experience.
Location
Hardeeville, SC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an advisory representative of a registered investment advisor (RIA). He is also an independent insurance agent for various insurance companies since May 2023, dedicating about 10% of his time to this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
February 2018 - Present · 8 yrs 3 mos
Cambridge Investment Research Advisors, INC.
February 2018 - Present · 8 yrs 3 mos
Cambridge Investment Research, INC.
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, INC.
September 2014 - February 2016 · 1 yr 5 mos
Ameriprise Financial Services, INC.Broker
September 2014 - February 2016 · 1 yr 5 mos
Ameriprise Financial Services, INC.
November 1999 - October 2013 · 13 yrs 11 mos
Ameriprise Financial Services, INC.Broker
December 1994 - October 2013 · 18 yrs 10 mos
Ids Life Insurance CompanyBroker
December 1994 - July 2006 · 11 yrs 7 mos
State Registrations3 states
FLOHSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.