Sean Power is a CFP-designated registered investment advisor, based in Richmond, TX, with 23 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Richmond, TX
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2023Closed-No Action
Employment History
Current Registrations
Empower Financial Services, INC.
June 2025 - Present · 1 yr 4 mos
Empower Financial Services, INC.Broker
June 2025 - Present · 1 yr 4 mos
Empower Advisory Group, LLC
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Vanguard Marketing CorporationBroker
September 2020 - February 2023 · 2 yrs 5 mos
Vanguard Advisers, INC.
September 2020 - February 2023 · 2 yrs 5 mos
Charles Schwab & CO., INC.
October 2013 - September 2019 · 5 yrs 11 mos
Charles Schwab & CO., INC.Broker
October 2013 - September 2019 · 5 yrs 11 mos
H.D. Vest Advisory Services, INC
June 2011 - September 2013 · 2 yrs 3 mos
H.D. Vest Investment ServicesBroker
June 2011 - September 2013 · 2 yrs 3 mos
Wells Fargo Funds Management, LLC
August 2007 - May 2011 · 3 yrs 9 mos
Wells Fargo Funds Distributor, LLCBroker
August 2007 - May 2011 · 3 yrs 9 mos
Wells Fargo Investments, LLC
March 2006 - August 2007 · 1 yr 5 mos
Wells Fargo Investments, LLCBroker
March 2006 - August 2007 · 1 yr 5 mos
Chase Investment Services CORP.
July 2005 - December 2005 · 5 mos
Chase Investment Services CORP.Broker
July 2005 - December 2005 · 5 mos
Banc One Securities Corporation
October 2003 - July 2005 · 1 yr 9 mos
Banc One Securities CorporationBroker
October 2003 - July 2005 · 1 yr 9 mos
Ids Life Insurance CompanyBroker
March 2003 - July 2003 · 4 mos
American Express Financial Advisors, INC.
March 2003 - July 2003 · 4 mos
American Express Financial Advisors INC.Broker
March 2003 - July 2003 · 4 mos
Rsm Mcgladrey, INC.
October 2002 - March 2003 · 5 mos
H&r Block Financial Advisors, INC.Broker
February 2002 - February 2003 · 1 yr
Morgan Stanley Dw INC.Broker
July 2000 - July 2001 · 1 yr
Nylife Securities INC.Broker
February 1995 - May 1997 · 2 yrs 3 mos
State Registrations1 state
TX
Advisor
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Exams
No exam information available for this advisor.
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