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Scott Cunningham

31 Years of Experience
Draper, UT
1 DisclosureBroker

Scott Cunningham is a registered investment advisor at Wells Fargo Advisors, based in Draper, UT, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Draper, UT

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2002
Award / Judgment
Other Business Activities

Scott has 100% ownership of South Mountain Wealth Management LLC, taking up nearly full-time hours. He also has 20% ownership in Apex Golf of Utah LLC, dedicating about 10-20% of his time to golf instruction, and serves as trustee for South Mountain Wealth Management 401k, requiring minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
July 2022 - Present · 3 yrs 10 mos
Wells Fargo Advisors Financial Network, LLC
July 2022 - Present · 3 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2011 - July 2022 · 11 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
May 2011 - July 2022 · 11 yrs 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - May 2011 · 1 yr 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2011 · 1 yr 11 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
April 1997 - April 2007 · 10 yrs
Morgan Stanley Dw INC.Broker
December 1994 - April 2007 · 12 yrs 4 mos
State Registrations15 states
AZCACOFLILMAMDMTNCNVOHPATNUTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Cunningham - Financial Advisor | TrueAdvisor