RA
CFP · ChFC
RA
CFP · ChFC

Robert Ambrus

20 Years of Experience
New York, NY
3 DisclosuresBroker

Robert Ambrus is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in New York, NY, with 20 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

777 Third Avenue, 20th Floor, New York, NY, 10017-1401

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2020
Customer Dispute
April 2020
Denied
Criminal
February 1995
Final Disposition
Other Business Activities

Robert owns multiple real estate properties and another unspecified business. He also works for Varsity Tutors and Wyzant, spending a few hours per week on each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2020 - Present · 6 yrs
Ameriprise Financial Services, LLCBroker
July 2020 - Present · 6 yrs
Ameriprise Financial Services, LLC
July 2020 - Present · 6 yrs
Previous Registrations
Citigroup Global Markets INC.
September 2017 - July 2020 · 2 yrs 10 mos
Citigroup Global Markets INC.Broker
September 2017 - July 2020 · 2 yrs 10 mos
Hsbc Securities (USA) INC.
December 2015 - September 2017 · 1 yr 9 mos
Hsbc Securities (USA) INC.Broker
December 2015 - September 2017 · 1 yr 9 mos
Metlife Securities INC.
April 2013 - November 2015 · 2 yrs 7 mos
Metlife Securities INC.Broker
March 2013 - November 2015 · 2 yrs 8 mos
Securities America, INC.Broker
January 2010 - September 2011 · 1 yr 8 mos
Ameriprise Financial Services, INC.
January 2007 - March 2013 · 6 yrs 2 mos
Ameriprise Financial Services, INC.Broker
July 2005 - March 2013 · 7 yrs 8 mos
Ids Life Insurance CompanyBroker
July 2005 - July 2006 · 1 yr
State Registrations4 states
CAMDNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.