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Anton Halka

30 Years of Experience
Scottsdale, AZ
1 DisclosureBroker

Anton Halka is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Scottsdale, AZ, with 30 years of industry experience. Anton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,440 clients with $1.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1071 advisors
Number of Clients
42,440 clients
Average Client Portfolio
$41K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$10
Investment management only (planning not offered)
Minimum Annual Fee:$35

Transamerica Financial Advisors (TFA) offers several investment management programs, including:

  • Third-Party Money Management Programs: TFA Advisors can connect you with third-party money managers (TPMMs) who manage model portfolios. Fees are specific to the TPMM you select.
  • Transamerica® ONE Wealth Management Platform: This is a wrap fee program with a single fee for services. The total annual program fee does not exceed 2.0%.
  • Transamerica® ALPHA Digital Investment Program: This program uses Betterment's platform. The total annual advisory fee ranges from 0.65% to 0.95%.
  • TFA365 Advisory Program: This is a wrap fee program. The total annual program fee does not exceed 2.75%. A minimum annual account fee applies to accounts that fall below the program account minimum. For the Strategist Program and the Unified Managed Account Program, the minimum annual account fee is $35 (account minimum: $25,000). For the Separately Managed Account Program, the minimum annual account fee is $150 (account minimum: $100,000).
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Location

Scottsdale, AZ

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History

Regulatory History (1)
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Judgment / Lien
August 2025
Other Business Activities

Anton, as an employee of Transamerica Financial Advisors, may perform home office functions for other business units. This activity is related to his employment.

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
December 2023 - Present · 2 yrs 7 mos
Transamerica Financial Advisors, LLCBroker
November 2023 - Present · 2 yrs 8 mos
Previous Registrations
Allstate Financial Advisors, LLC
June 2008 - September 2022 · 14 yrs 3 mos
Allstate Financial Services, LLCBroker
April 2007 - September 2022 · 15 yrs 5 mos
Aig Financial Advisors, INC.
October 2005 - March 2007 · 1 yr 5 mos
Aig Financial Advisors, INC.Broker
October 2005 - March 2007 · 1 yr 5 mos
Sentra Securities CorporationBroker
June 2002 - December 2004 · 2 yrs 6 mos
Spelman & CO., INC.Broker
June 2002 - December 2004 · 2 yrs 6 mos
Sunamerica Securities, INC.
February 2002 - October 2005 · 3 yrs 8 mos
Sunamerica Securities, INC.Broker
November 1994 - October 2005 · 10 yrs 11 mos
State Registrations5 states
AZCAHIIAUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.