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Kenneth King

26 Years of Experience
Scottsdale, AZ
Broker

Kenneth King is a registered investment advisor at Osaic Wealth, INC., based in Scottsdale, AZ, with 26 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

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Location

18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kenneth works as an employee providing security for NFL games and events at Ford Field for Safe Management since 2005. This takes about 10-20% of his time.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
January 2025 - Present · 1 yr 6 mos
Osaic Wealth, INC.
January 2025 - Present · 1 yr 6 mos
Previous Registrations
Osaic Fs, INC.Broker
October 2013 - January 2025 · 11 yrs 3 mos
Osaic Fa, INC.Broker
August 2011 - January 2025 · 13 yrs 5 mos
Osaic Fa, INC.
August 2011 - January 2025 · 13 yrs 5 mos
Nrp Financial, INC.Broker
November 2007 - December 2010 · 3 yrs 1 mo
Nrp Advisors, INC.
November 2007 - December 2010 · 3 yrs 1 mo
H&r Block Financial Advisors, INC.
July 2004 - February 2006 · 1 yr 7 mos
H&r Block Financial Advisors, INC.Broker
February 1997 - February 2006 · 9 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth King - Financial Advisor | TrueAdvisor