James Boaz is a registered investment advisor at LPL Financial LLC, based in Edmond, OK, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15310 N May Ave Ste 100, Edmond, OK, 73013-8864
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James owns an office building through Boaz Realty, LLC, where he uses one office for his LPL business and leases another to an LPL advisor. He also acts as a co-trustee for the Boaz 2003 Revocable Trust, spending minimal time per month, and operates Boaz Investment Management, LLC as a DBA for his LPL business, dedicating nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations11 states
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