Scott Morris
Scott Morris is a registered investment advisor at Planmember Securities Corporation, based in Heber City, UT, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
Heber City, UT
Get directionsHistory
Regulatory History (4)
Investigation
September 2012Customer Dispute
April 2012Customer Dispute
November 2010Customer Dispute
May 2004Other Business ActivitiesSells Insurance
Scott is an officer/member of Prosol SRM, LLC DBA Insurance Services & Marketing, LLC, focusing on insurance services and marketing, including fixed indexed annuity sales, taking about half of his time. He is also an owner/agent of Afortus Financial Insurance Services LLC, selling life insurance and fixed annuities, dedicating about 10-20% of his time, and owns rental properties, dedicating minimal time.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Wellstone Securities, LLCBroker
Aig Financial Advisors, INC.Broker
Sentra Securities CorporationBroker
Mimlic Sales CorporationBroker
Sentra Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.