Annterese Toth
Annterese Toth is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Rancho Santa Fe, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
6002 El Tordo, Rancho Santa Fe, CA, 92067
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2005Customer Dispute
May 2004Customer Dispute
October 2003Customer Dispute
July 2001Other Business Activities
Annterese is involved with American Allstars as of August 2024, dedicating minimal time to backup checking account duties and helping sell a book. She also co-owns two rental properties and spends minimal time on them annually, and helps with marketing her husband's book for Freedom Keeper, dedicating a few hours per week.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.