Samuel Perry is a registered investment advisor, based in Tampa, FL, with 31 years of industry experience.
Location
400 N Tampa St, Suite 1800, Tampa, FL, 33602
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Samuel is a director for the Hiroko Nakamoto Charitable Foundation, assisting with philanthropic work. This activity requires minimal time.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
September 2017 - Present · 8 yrs 8 mos
Captrust
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Captrust Advisors, LLC
April 2007 - December 2017 · 10 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2002 - July 2017 · 15 yrs 1 mo
Wells Fargo Advisors Financial Network, LLC
June 2002 - July 2017 · 15 yrs 1 mo
Captrust Financial Advisors
August 1998 - June 2002 · 3 yrs 10 mos
Captrust Financial Advisors, LLCBroker
August 1998 - June 2002 · 3 yrs 10 mos
Sanford C. Bernstein & CO., INC.Broker
January 1995 - August 1998 · 3 yrs 7 mos
State Registrations3 states
FLNCSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.