Gregory Farrall
Gregory Farrall is a registered investment advisor at LPL Financial LLC, based in Valparaiso, IN, with 20 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
105 Lincolnway Ste 205, Valparaiso, IN, 46383-5637
Get directionsHistory
Regulatory History (2)
Judgment / Lien
February 2017Customer Dispute
August 2011Other Business ActivitiesSells Insurance
Gregory operates several DBAs for his LPL business, including Farrall Wealth, Farrall Wealth RP, Farrall Wealth Group, Farrall Wealth INS, and Farrall Wealth NIL. He also works with LTCI Partners LLC, selling fixed and long-term care insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
First Allied Securities, INC.Broker
First Advisors, INC.
Lakeside Wealth Management Group, LLC
Ffp Advisory Services INC
Ffp Securities, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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