Harold Harton
Harold Harton is a registered investment advisor at Cetera Investment Advisers LLC, based in St Cloud, MN, with 30 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
400 1st St S Ste 300, St Cloud, MN, 56301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Harold is a landlord and 100% owner of rental properties. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Previous Registrations
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.