James Miller is a registered investment advisor at LPL Financial LLC, based in Kenilworth, NJ, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
44 South 21st Street, Suite B, Kenilworth, NJ, 07033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James owns James L. Miller LLC for tax/investment purposes and Garretson Financial as a DBA for his LPL business, dedicating full-time hours to the latter. He also serves as a board member for The Rotary Club of Cranford, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
Lehman Brothers INC.Broker
Van Der Moolen Specialists USA, LLCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.