CA
CA

Christian Arlia

29 Years of Experience
Brooklyn, NY
Broker

Christian Arlia is a registered investment advisor at Hsbc Securities (USA) INC., based in Brooklyn, NY, with 29 years of industry experience. Christian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,180 clients with $3.2B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
372 advisors
Number of Clients
12,180 clients
Average Client Portfolio
$265K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.20%
$500K - $1.0M1.00%
$1.0M - $2.0M0.90%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.65%
$10M+0.55%

Fees are negotiable and discounts may be applied.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Brooklyn, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christian owns and maintains investment real estate through several LLCs, spending a few hours per week on tasks like rent collection and property maintenance. He also works as a bank officer for HSBC Bank (USA) N.A., selling bank-related products and services.

Employment History
Current Registrations
Hsbc Securities (USA) INC.
June 2006 - Present · 19 yrs 11 mos
Hsbc Securities (USA) INC.
January 2005 - Present · 21 yrs 4 mos
Hsbc Securities (USA) INC.Broker
January 2005 - Present · 21 yrs 4 mos
Previous Registrations
Hsbc Brokerage (USA) INC.Broker
April 2003 - January 2005 · 1 yr 9 mos
Prime Charter LTD.Broker
January 1998 - October 2001 · 3 yrs 9 mos
D. H. Blair & CO., INC.Broker
December 1994 - January 1998 · 3 yrs 1 mo
State Registrations15 states
ALCACOCTFLILMDNCNJNVNYOKPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christian Arlia - Financial Advisor | TrueAdvisor