James Scalia
James Scalia is a registered investment advisor at Cetera Investment Advisers LLC, based in Massapequa Park, NY, with 31 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Massapequa Park, NY
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Regulatory History (1)
Customer Dispute
January 2015Other Business ActivitiesSells Insurance
James is an independent insurance agent selling disability, fixed annuities, life/accident/health, and long-term care insurance products. He is also the president and 100% owner of James Scalia CPA PC, a professional corporation registered in New York State.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
First Investors CorporationBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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