Peter Sarner

30 Years of Experience

Lyme, CT

BrokerSells Insurance

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Peter Sarner is a registered investment advisor, based in Lyme, CT, with 30 years of industry experience.

Location

Lyme, CT

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business ActivitiesSells Insurance

Peter is the owner/CEO/Chairman of Sarner Wealth Management, LLC, a pass-through LLC for marketing advisory services, spending minimal time on bookkeeping and marketing. Peter is also a Managing Director of Investments at B. Riley Wealth Insurance, selling health and life insurance, dedicating a few hours per week during securities trading hours.

Employment History

Current Registrations

B. Riley Wealth ManagementBroker

July 2022 - Present · 4 yrs 2 mos

B. Riley Wealth Advisors, INC.

January 2007 - Present · 19 yrs 8 mos

Previous Registrations

National Securities CorporationBroker

January 2007 - July 2022 · 15 yrs 6 mos

Fahnestock Asset Management

September 2005 - January 2007 · 1 yr 4 mos

Oppenheimer & CO. INC.Broker

September 2002 - January 2007 · 4 yrs 4 mos

Sands Brothers & CO., LTD.Broker

May 1995 - September 2002 · 7 yrs 4 mos

State Registrations51 states

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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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