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Ann Miller
31 Years of Experience
Lutz, FL
4 DisclosuresBroker
Ann Miller is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lutz, FL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
17878 Highway 41, Lutz, FL, 33549
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Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2015Settled
Customer Dispute
February 2009Denied
Customer Dispute
February 2006Closed-No Action
Customer Dispute
May 2002Denied
Other Business Activities
Ann is an independent contractor for Emphasize Financial Planning, LLC, where she develops financial plans and manages assets. This activity takes about a quarter to half of Ann's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2015 - Present · 10 yrs 5 mos
Raymond James Financial Services, INC.Broker
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, INC.
March 1995 - December 2015 · 20 yrs 9 mos
Ameriprise Financial Services, INC.Broker
March 1995 - December 2015 · 20 yrs 9 mos
Ids Life Insurance CompanyBroker
March 1995 - July 2006 · 11 yrs 4 mos
State Registrations22 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.