MH
MH

Mark Huffman

16 Years of Experience
Williamsport, PA
Broker

Mark Huffman is a registered investment advisor at Morgan Stanley, based in Williamsport, PA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

175 Pine Street, Suite 100, Williamsport, PA, 17701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark is the sole proprietor/owner of Aurora Photography, a retail/online store focused on art and culture, since October 2023. He spends about 10-20% of his time on administrative, accounting, business development, customer service, and labor/service tasks related to this business.

Employment History
Current Registrations
Morgan Stanley
July 2017 - Present · 9 yrs 2 mos
Morgan StanleyBroker
July 2017 - Present · 9 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2010 - July 2017 · 7 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2009 - July 2017 · 7 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Mark Huffman - Financial Advisor | TrueAdvisor