JD
CFP
JD
CFP

James Dunkel

27 Years of Experience
Fargo, ND
Broker

James Dunkel is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fargo, ND, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

4266 32nd Avenue South, Suite H, Fargo, ND, 58104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
October 2024 - Present · 1 yr 7 mos
Raymond James Financial Services Advisors, INC
October 2024 - Present · 1 yr 7 mos
Previous Registrations
LPL Financial LLCBroker
November 2017 - October 2024 · 6 yrs 11 mos
LPL Financial LLC
November 2017 - October 2024 · 6 yrs 11 mos
Investment Centers of America, INC.
October 2009 - November 2017 · 8 yrs 1 mo
Investment Centers of America, INC.Broker
October 2009 - November 2017 · 8 yrs 1 mo
Investment Centers of America, INC.
November 2005 - November 2007 · 2 yrs
Investment Centers of America, INC.Broker
November 2005 - November 2007 · 2 yrs
Investment Centers of America, INC.
November 1999 - December 2003 · 4 yrs 1 mo
Investment Centers of America, INC.Broker
November 1995 - December 2003 · 8 yrs 1 mo
American Express Financial Advisors INC.Broker
November 1994 - November 1995 · 1 yr
Ids Life Insurance CompanyBroker
November 1994 - November 1995 · 1 yr
State Registrations18 states
ALAZCACOFLIAIDMNNCNDNYOKORSCSDTXWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.