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Brian Drumgoole

31 Years of Experience
Jarrettsville, MD
BrokerSells Insurance

Brian Drumgoole is a registered investment advisor at LPL Financial LLC, based in Jarrettsville, MD, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3709 Federal Hill Rd, Jarrettsville, MD, 21084

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian operates Drumgoole Financial Services, Inc. as a DBA for his LPL business since 2003 and also sells non-variable insurance. He is also a notary, owns Harford Brewery Tours, LLC, and has a real estate rental, dedicating minimal time to each of these activities.

Employment History
Current Registrations
LPL Financial LLC
August 2020 - Present · 5 yrs 9 mos
LPL Financial LLCBroker
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
Ssn Advisory, INC.
October 2015 - August 2020 · 4 yrs 10 mos
Securities Service Network, LLCBroker
June 2006 - August 2020 · 14 yrs 2 mos
Aig Financial Advisors, INC.Broker
October 2005 - June 2006 · 8 mos
Sunamerica Securities, INC.Broker
November 2003 - October 2005 · 1 yr 11 mos
Edward JonesBroker
February 2002 - November 2003 · 1 yr 9 mos
Morgan Stanley Dw INC.Broker
September 1996 - February 2002 · 5 yrs 5 mos
Olde Discount CorporationBroker
December 1994 - October 1996 · 1 yr 10 mos
State Registrations19 states
AZCODCDEFLGAMAMDMINCNJNMNVNYOKPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.