JC
CFP
JC
CFP

John Cumming

31 Years of Experience
Mt. Dora, FL
BrokerSells Insurance

John Cumming is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mt. Dora, FL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

2025 W Old Us Hwy 441, Mt. Dora, FL, 32757

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John sells life and long-term care insurance, dedicating minimal time to this activity. He is also an independent contractor for Edgewater Family Wealth, spending minimal time on this role.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 1997 - Present · 28 yrs 8 mos
Previous Registrations
Raymond James Financial Services
January 2006 - October 2009 · 3 yrs 9 mos
Raymond James Financial Services
September 1997 - December 2004 · 7 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
January 1995 - September 1997 · 2 yrs 8 mos
State Registrations5 states
CTFLGANJTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Cumming - Financial Advisor | TrueAdvisor