Robert Roland is a registered investment advisor at LPL Financial LLC, based in Tarrytown, NY, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
120 White Plains Rd Ste 112, Tarrytown, NY, 10591
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Robert operates his LPL business under the DBA Lexco Wealth Management Inc., dedicating nearly all of his time to it. He also provides financial planning and consulting services through Lexco Wealth Management, Inc as a Registered Investment Advisor, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lexco Wealth Management, INC.
Lexco Wealth Management, INC.
Lexco Wealth Management, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Investors Capital Advisory
Investors Capital CORP.Broker
UBS Warburg LLCBroker
Nationsbanc Montgomery Securities LLCBroker
Societe Generale Securities CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.