John Clouden
John Clouden is a registered investment advisor at LPL Financial LLC, based in West Seneca, NY, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
965 Union Road, West Seneca, NY, 14224
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2016Customer Dispute
January 2016Customer Dispute
February 2012Other Business ActivitiesSells Insurance
John is an insurance agent since 1994, selling fixed life, disability, and long-term care insurance. He is also an IAR with Sgroi Wealth Advisory Group LLC and a partner at Sgroi Lawley Group LLC, dedicating about a quarter of his time to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Sgroi Wealth Advisory Group LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.