James Gauld is a registered investment advisor, based in Birmingham, AL, with 30 years of industry experience.
Location
1 Perimeter Park S, Suite 400 S, Birmingham, AL, 35243
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a Sr. VP of Investments and Financial Advisor at Stone Financial Group, LLC, spending nearly full-time on this role. He also took over a Group Health Insurance plan from a retiring advisor at Blue Cross Blue Shield of Texas, requiring minimal time for maintenance.
Employment History
Current Registrations
Stonex Advisors INC.
Stonex Securities INC.Broker
Previous Registrations
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
The Variable Annuity Marketing CompanyBroker
State Registrations9 states
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