WK
CFP
WK
CFP
Wesley Kaufman
31 Years of Experience
Richmond, VA
2 Disclosures
Wesley Kaufman is a CFP-designated registered investment advisor at Heartwood Wealth Advisors, LLC, based in Richmond, VA, with 31 years of industry experience. Wesley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 574 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
574 clients
Average Client Portfolio
$2.7M average
Assets Under Management
$1.5B
Fee Structure
Minimum Investment:$2M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
9020 Stony Point Parkway, Suite 325, Richmond, VA, 23235
Get directionsHistory
Regulatory History (2)
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Customer Dispute
January 2003Denied
Customer Dispute
June 2002Closed-No Action
Employment History
Current Registrations
Heartwood Wealth Advisors, LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
February 2013 - June 2019 · 6 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
February 2013 - June 2019 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 1995 - February 2013 · 18 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1995 - February 2013 · 18 yrs 1 mo
State Registrations2 states
TXVA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.