Alfredo Ruiz
Alfredo Ruiz is a registered investment advisor at LPL Financial LLC, based in Crown Point, IN, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
55 W 94th Pl, Crown Point, IN, 46307
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2012Customer Dispute
June 2012Other Business ActivitiesSells Insurance
Alfredo is a regular guest financial columnist for The Times Media Group and offers fixed insurance products (life and fixed annuities) through Oak Partners Inc, dedicating a few hours per week to insurance sales. He also owns an RV rental business and serves as an Indiana Notary within his securities and insurance business, and is a board member at Horizon Bank Corp.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.Broker
Fsc Securities CorporationBroker
State Registrations47 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.