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Gerald Webster

31 Years of Experience
Phoenix, AZ
Broker

Gerald Webster is a registered investment advisor, based in Phoenix, AZ, with 31 years of industry experience.

Location

Phoenix, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gerald is involved in three outside business activities. He operates under the DBA Mind Power Capital Corp, and serves as trustee or co-trustee for the Webster Revocable Trust and Swanson Revocable Trust, spending minimal time on the trust activities.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
January 2010 - July 2012 · 2 yrs 6 mos
First Allied Securities, INC.Broker
June 2005 - September 2022 · 17 yrs 3 mos
Round Hill Securities, INC.Broker
February 1997 - June 2005 · 8 yrs 4 mos
Norcross & CompanyBroker
November 1994 - February 1997 · 2 yrs 3 mos
State Registrations11 states
AKAZCAGAMANHNVOHTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gerald Webster - Financial Advisor | TrueAdvisor