Ka Lee
Ka Lee is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Edison, NJ, with 31 years of industry experience. Ka is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.75% |
Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.
Fee Estimator
Location
1931 Lincoln Highway, Suite #A, Edison, NJ, 08817
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Regulatory History (1)
Judgment / Lien
March 2026Other Business ActivitiesSells Insurance
Ka sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors, Inc. Ka is also an Owner-Member of Apex Consulting Services, involved in import-export of goods, dedicating about 10-20% of their time to this activity.
Employment History
Current Registrations
Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLCBroker
Previous Registrations
World Group Securities, INC.Broker
Wma Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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