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Gerald Hall

Hbks Wealth Advisors
31 Years of Experience
Fredonia, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
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Gerald Hall is a registered investment advisor at Hbks Wealth Advisors, based in Fredonia, NY, with 31 years of industry experience. Gerald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 7,824 clients with $7.7B in assets under management.

Hbks Wealth Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
73 advisors
Number of Clients
7,824 clients
Average Client Portfolio
$979K average
Assets Under Management
$7.7B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Fees are based on a percentage of assets under management, varying by factors such as asset type and account size, with a maximum annual fee of 2.75%. Fees may be negotiated in limited circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

33 Church Street, Second Floor, Fredonia, NY, 14063

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History

Regulatory History (1)
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Customer Dispute
December 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gerald is an independent contractor selling life insurance and an agent for HBK Sorce Insurance, dedicating a few hours per week to the latter. He also works as an IAR for HBKS Wealth Advisors, dedicating nearly full-time hours, and owns multiple rental properties and holding companies, all requiring minimal time.

Employment History
Current Registrations
Hbks Wealth Advisors
July 2016 - Present · 10 yrs 3 mos
Purshe Kaplan Sterling InvestmentsBroker
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
November 2011 - May 2016 · 4 yrs 6 mos
Raymond James Financial Services, INC.Broker
November 2002 - May 2016 · 13 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1997 - November 2002 · 5 yrs 9 mos
Metlife Securities INC.Broker
January 1995 - November 1996 · 1 yr 10 mos
Metropolitan Life Insurance CompanyBroker
January 1995 - November 1996 · 1 yr 10 mos
State Registrations21 states
AZCACODCFLGAILKYMDMIMNMTNCNYOHPASCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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