Ronald Ota
Ronald Ota is a registered investment advisor at Osaic Wealth, INC., based in Honolulu, HI, with 31 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1001 Bishop Street, Suite 1508, Honolulu, HI, 96813-3676
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ronald owns a sole proprietorship focused on mitigating financial risk through insurance products like life, health, disability, and long-term care, dedicating about 10-20% of his time. He also operates a sole proprietorship DBA for tax reporting and vendor accounts, and another as an insurance agent selling fixed products outside the firm.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Keogler, Morgan & Company, INC.Broker
Manequity, INC.Broker
State Registrations27 states
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