EM
EM

Eric Mcmahon

31 Years of Experience
Oakdale, PA
4 DisclosuresBroker

Eric Mcmahon is a registered investment advisor, based in Oakdale, PA, with 31 years of industry experience.

Location

2 Union Avenue, Oakdale, PA, 15071

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2013
Final
Regulatory
May 2013
Final
Regulatory
September 2010
Final
Customer Dispute
June 2010
Settled
Employment History
Current Registrations
Raymond James Financial Services, INC.
August 2013 - Present · 12 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2013 - Present · 12 yrs 9 mos
Raymond James Financial Services Advisors, INC
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1996 - May 2009 · 12 yrs 9 mos
Vtr Capital, INC.Broker
November 1995 - July 1996 · 8 mos
L.C. Wegard & CO., INC.Broker
January 1995 - November 1995 · 10 mos
State Registrations8 states
FLMIOHPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Mcmahon - Financial Advisor | TrueAdvisor