Sondra Safer
Sondra Safer is a registered investment advisor at Cetera Investment Advisers LLC, based in Brookfield, WI, with 31 years of industry experience. Sondra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
200 Regency Court, Brookfield, WI, 53045
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sondra owns an income tax and accounting service since 1983 and sells fixed annuities and insurance products since 2001, dedicating about 10-20% of her time to the latter. She is also a notary since 2017, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Sunamerica Securities, INC.Broker
United Securities Alliance, INC.Broker
Wma Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.