DL
DL
David Livingston
31 Years of Experience
Pepper Pike, OH
1 DisclosureBroker
David Livingston is a registered investment advisor at Morgan Stanley, based in Pepper Pike, OH, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
31099 Chagrin Boulevard, Pepper Pike, OH, 44124
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2003Denied
Other Business Activities
David serves as a trustee or co-trustee for two trusts in Sarasota, Florida, since September 2021. These activities are investment-related and require minimal time.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 2005 - June 2009 · 4 yrs 1 mo
Citigroup Global Markets INC.Broker
May 2005 - June 2009 · 4 yrs 1 mo
Morgan Stanley
June 1999 - May 2005 · 5 yrs 11 mos
Morgan Stanley Dw INC.Broker
February 1995 - May 2005 · 10 yrs 3 mos
State Registrations38 states
ALARAZCACOCTDCDEFLGAILINKSKYMAMDMEMIMNMOMSNCNENHNJNVNYOHORPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.