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Jeffery Reese

LPL Financial LLC
31 Years of Experience
Seattle, WA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Jeffery Reese is a registered investment advisor at LPL Financial LLC, based in Seattle, WA, with 31 years of industry experience. Jeffery is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1121 NE 45th St Ste 100, Seattle, WA, 98105

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffery spends about 5% of his time on non-variable insurance through WSECU Insurance Services. He also works with WSECU Investment Management as a registered investment advisor and DBA for his LPL business, dedicating about 5% of his time to each.

Employment History
Current Registrations
LPL Financial LLC
April 2008 - Present · 18 yrs 6 mos
LPL Financial LLCBroker
April 2008 - Present · 18 yrs 6 mos
Previous Registrations
Wsecu Investment Management
January 2011 - December 2024 · 13 yrs 11 mos
Financial Network Investment CorporationBroker
April 2004 - April 2008 · 4 yrs
Capital Brokerage CorporationBroker
August 1995 - April 2004 · 8 yrs 8 mos
State Registrations26 states
ARAZCACOCTDCHIIDLAMAMDMEMIMNMTNMNYOHORSCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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