Brian James is a registered investment advisor, based in Westlake, TX, with 31 years of industry experience.
Location
1301 Solana Blvd, Bl 2 - Ste 2340, Westlake, TX, 76262
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Regulatory History (1)
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Employment Separation After Allegations
January 2001Employment History
Current Registrations
Truist Investment Services, INC.
June 2021 - Present · 5 yrs 1 mo
Truist Advisory Services, INC.
June 2021 - Present · 5 yrs 1 mo
Truist Investment Services, INC.Broker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Bbva Securities INC.Broker
May 2013 - June 2021 · 8 yrs 1 mo
Bbva Wealth Solutions INC.
February 2013 - June 2021 · 8 yrs 4 mos
Bbva Compass Investment Solutions, INCBroker
December 2012 - May 2013 · 5 mos
Bbva Wealth Solutions INC.
December 2012 - January 2013 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - January 2013 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - January 2013 · 3 yrs 3 mos
Banc of America Investment Services, INC.
February 2002 - October 2009 · 7 yrs 8 mos
Banc of America Investment Services, INC.Broker
February 2001 - October 2009 · 8 yrs 8 mos
Banc One Securities CorporationBroker
December 1996 - January 2001 · 4 yrs 1 mo
Fidelity Brokerage Services, INC.Broker
December 1994 - November 1996 · 1 yr 11 mos
State Registrations17 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.