BS
BS
Brian Stout
27 Years of Experience
Upper St. Clair, PA
1 DisclosureMay Earn CommissionSells Insurance
Brian Stout is a registered investment advisor at Mma Securities LLC, based in Upper St. Clair, PA, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.
Compensation
Commission-BasedFixed/Hourly
Firm Size
162 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):
- In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
- MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
Loading...
Location
Upper St. Clair, PA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2016Final
Other Business ActivitiesSells Insurance
Brian is a licensed insurance agent with Confluence Financial Partners, offering insurance and annuity products as well as property and casualty insurance. The filing does not specify the amount of time Brian spends on this activity.
Employment History
Current Registrations
Mma Securities LLC
January 2026 - Present · 6 mos
Previous Registrations
Confluence Financial Partners
July 2021 - September 2025 · 4 yrs 2 mos
Raymond James Financial Services, INC.Broker
January 2021 - July 2021 · 6 mos
Raymond James Financial Services Advisors, INC
January 2021 - July 2021 · 6 mos
Global Retirement Partners LLC
April 2017 - January 2021 · 3 yrs 9 mos
LPL Financial LLCBroker
January 2017 - January 2021 · 4 yrs
Principal Funds Distributor, INC.Broker
October 2007 - September 2008 · 11 mos
Principal Securities, INC.Broker
April 2006 - November 2016 · 10 yrs 7 mos
Adp Broker-Dealer, INC.Broker
December 2002 - December 2005 · 3 yrs
RBC Dain Rauscher INC.
May 2002 - January 2003 · 8 mos
RBC Dain Rauscher INC.Broker
March 2002 - January 2003 · 10 mos
Tucker Anthony IncorporatedBroker
November 2001 - March 2002 · 4 mos
Commonwealth Financial NetworkBroker
November 1999 - October 2001 · 1 yr 11 mos
ICMA - Rc Services, INC.Broker
January 1995 - June 1997 · 2 yrs 5 mos
State Registrations1 state
PA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.