John Peter Ferrick

Great Point Advisors, LLC

28 Years of Experience

6 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningFinancial Planning & CoachingEducation PlanningTax PlanningEstate PlanningInvestment Management

Great Point Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

25 advisors

Number of Clients

78 clients

Average Client Portfolio

$578K average

Assets Under Management

$45.1M

Location

200 W. Jackson Blvd. #1000, Chicago, IL, 60606

Get directions

History

Regulatory History (6)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

February 2024

Judgment / Lien

February 2024

Judgment / Lien

January 2021

Judgment / Lien

October 2020

Judgment / Lien

August 2020

Customer Dispute

April 2019

Award / Judgment

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

John is a board member for Escape Therapeutics, a trustee for two trusts whose sole purpose is to own life insurance policies, and a managing member for several real estate development and acquisition companies. He dedicates minimal time to these activities.

Employment History

Current Registrations

Quincy Wells Advisors, LLC

January 2022 - Present · 4 yrs 1 mo

Great Point Capital LLCBroker

November 2020 - Present · 5 yrs 3 mos

Previous Registrations

Great Point Advisors, LLC

November 2020 - December 2020 · 1 mo

Arete Wealth Management, LLCBroker

November 2014 - November 2020 · 6 yrs

Arete Wealth Advisors, LLC

November 2014 - November 2020 · 6 yrs

Ausdal Financial Partners, INC.

January 2014 - November 2014 · 10 mos

Ausdal Financial Partners, INC.Broker

November 2013 - November 2014 · 1 yr

Roth Capital Partners, LLCBroker

January 2013 - November 2013 · 10 mos

Roth Capital Partners, LLC

January 2013 - November 2013 · 10 mos

Advanced Equities, INC.

January 2011 - November 2012 · 1 yr 10 mos

Advanced Equities, INC.Broker

October 2008 - November 2012 · 4 yrs 1 mo

E*trade Capital Markets LLCBroker

October 2006 - November 2008 · 2 yrs 1 mo

Harrison Trading Group, LLCBroker

June 2005 - March 2006 · 9 mos

Dempsey & Company, L.L.C.Broker

February 2002 - October 2003 · 1 yr 8 mos

Melvin Specialists, L.L.C.Broker

January 2002 - March 2002 · 2 mos

Blue Chip Trading L.L.C.Broker

August 1999 - December 2001 · 2 yrs 4 mos

Melvin Securities, L.L.C.Broker

November 1997 - November 1999 · 2 yrs

Tradetech Securities L.P.Broker

March 1995 - November 1997 · 2 yrs 8 mos

Dempsey & CompanyBroker

February 1995 - February 1995 · 0 mos

State Registrations17 states

CACTFLILINMDMIMNMSNJNVNYOHTNTXWAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.