JF
JF
John Ferrick is a registered investment advisor, based in Chicago, IL, with 29 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold.
Location
145 South Wells, Ste 1301, Chicago, IL, 60606
Get directionsHistory
Regulatory History (6)
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Judgment / Lien
February 2024Judgment / Lien
February 2024Judgment / Lien
January 2021Judgment / Lien
October 2020Judgment / Lien
August 2020Customer Dispute
April 2019Award / Judgment
Other Business ActivitiesSells Insurance
John is a board member for Escape Therapeutics, a trustee for two trusts whose sole purpose is to own life insurance policies, and a managing member for several real estate development and acquisition companies. He dedicates minimal time to these activities.
Employment History
Current Registrations
Quincy Wells Capital, LLCBroker
May 2026 - Present · 5 mos
Quincy Wells Advisors, LLC
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Great Point Capital LLCBroker
November 2020 - May 2026 · 5 yrs 6 mos
Great Point Advisors, LLC
November 2020 - December 2020 · 1 mo
Arete Wealth Management, LLCBroker
November 2014 - November 2020 · 6 yrs
Arete Wealth Advisors, LLC
November 2014 - November 2020 · 6 yrs
Ausdal Financial Partners, INC.
January 2014 - November 2014 · 10 mos
Ausdal Financial Partners, INC.Broker
November 2013 - November 2014 · 1 yr
Roth Capital Partners, LLC
January 2013 - November 2013 · 10 mos
Roth Capital Partners, LLCBroker
January 2013 - November 2013 · 10 mos
Advanced Equities, INC.
January 2011 - November 2012 · 1 yr 10 mos
Advanced Equities, INC.Broker
October 2008 - November 2012 · 4 yrs 1 mo
E*trade Capital Markets LLCBroker
October 2006 - November 2008 · 2 yrs 1 mo
Harrison Trading Group, LLCBroker
June 2005 - March 2006 · 9 mos
Dempsey & Company, L.L.C.Broker
February 2002 - October 2003 · 1 yr 8 mos
Melvin Specialists, L.L.C.Broker
January 2002 - March 2002 · 2 mos
Blue Chip Trading L.L.C.Broker
August 1999 - December 2001 · 2 yrs 4 mos
Melvin Securities, L.L.C.Broker
November 1997 - November 1999 · 2 yrs
Tradetech Securities L.P.Broker
March 1995 - November 1997 · 2 yrs 8 mos
Dempsey & CompanyBroker
February 1995 - February 1995 · 0 mos
State Registrations15 states
CACTFLILINMDMIMNMSNJNVNYOHTXWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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