William Thomas is a CFA-designated registered investment advisor at Wells Fargo Advisors, based in Hanover, NH, with 23 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
45 Lyme Rd Ste 303, [Satellite], Hanover, NH, 03755
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William has 50% ownership in Upper Valley Wealth Management LLC, dedicating full-time hours to the firm. He is also an investment committee member for the Montshire Museum of Science, spending minimal time on oversight review of investment performance.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Putnam Mutual Funds CORP.Broker
State Registrations27 states
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